{"product_id":"examples-explanations-for-securities-regulation","title":"Examples \u0026 Explanations for Securities Regulation","description":"\u003cp\u003eInformal and student-friendly, this best-selling study guide--also used by Wall Street lawyers and SEC staffers as a reference book--gives an overview of federal securities regulation and illustrates the topic with practical applications. \u003cb\u003eExamples \u0026amp; Explanations: Securities Regulation, Eighth Edition\u003c\/b\u003e combines clear introductions with examples and explanations that allow students to test their understanding of concepts and practice applying the law to fact patterns--many drawn from actual events in the securities markets.\u003c\/p\u003e\u003cp\u003e\u003cb\u003eNew to the Eighth Edition: \u003c\/b\u003e\u003c\/p\u003e\u003cul\u003e\n\u003cli\u003eUpdates on U.S. capital formation in public and private securities markets, with a focus on trends in IPOs, going-private transactions, and private placements\u003c\/li\u003e\n\u003cli\u003eNew materials on the treatment of \"autonomous business\" forms and crypto-currencies (including gaming tokens) under the federal securities law\u003c\/li\u003e\n\u003cli\u003eTrends in the use of Reg D, Reg A+, and Reg CF over the past several years, given recent amendments to these registration exemptions under the Securities Act of 1933\u003c\/li\u003e\n\u003cli\u003eThe timeliness of Section 11 suits under the Securities Act of 1933, as interpreted by the Supreme Court in \u003ci\u003eCALPERS v. ANZ Securities, Inc.\u003c\/i\u003e\u003cb\u003e\u003c\/b\u003e(2017)\u003cb\u003e\u003c\/b\u003e\n\u003c\/li\u003e\n\u003cli\u003eThe preemption of state court class actions under the Securities Act of 1933 and the right of defendants to remove such actions to federal court, as interpreted by the Supreme Court in \u003ci\u003eCyan, Inc. v. Beaver County Employees Retirement Fund\u003c\/i\u003e (2018)\u003c\/li\u003e\n\u003cli\u003eThe securities-fraud liability of a securities rep, who disseminated false information provided to him by a superior, as interpreted by the Supreme Court in \u003ci\u003eLorenzo v. SEC \u003c\/i\u003e(2019)\u003c\/li\u003e\n\u003cli\u003eLower court application of the \"personal benefit\" analysis in \u003ci\u003eSalman v. United States \u003c\/i\u003e(2016) to \u003ci\u003equid pro quo \u003c\/i\u003etips of inside information to family and friends\u003c\/li\u003e\n\u003cli\u003eUpdates on judicial and SEC enforcement of the federal securities laws--in particular, the use of disgorgement and civil penalties in the sale of nonexempt, unregistered securities\u003c\/li\u003e\n\u003cli\u003eThe timeliness of disgorgement sanctions in SEC enforcement actions, as interpreted by the Supreme Court in \u003ci\u003eKokesh v. SEC \u003c\/i\u003e(2017)\u003c\/li\u003e\n\u003cli\u003eThe proper appointment of SEC administrative law judges and their authority to impose sanctions in SEC administrative enforcement actions, as interpreted by the Supreme Court in \u003ci\u003eLucia v. SEC \u003c\/i\u003e(2018)\u003c\/li\u003e\n\u003cli\u003eThe availability of Dodd-Frank whistleblower protection to a company executive who reported a possible securities violation within his company but not to the SEC, as interpreted by the Supreme Court in \u003ci\u003eDigital Realty Trust, Inc. v. Somers \u003c\/i\u003e(2018)\u003c\/li\u003e\n\u003cli\u003eThe requirement of individualized showings of \"domestic transactions\" in a securities fraud class action brought against a foreign company whose securities traded on U.S. and foreign markets\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003e\u003cb\u003eProfessors and students will benefit from: \u003c\/b\u003e\u003c\/p\u003e\u003cul\u003e\n\u003cli\u003e A study guide that introduces students to the subject's clubbish vocabulary, identifies its important principles, and reveals its layered structure.\u003c\/li\u003e\n\u003cli\u003eChapters in which, after sketching the key concepts of U.S. securities regulation, give students a chance to compare their responses to concrete examples with the book's detailed explanations.\u003c\/li\u003e\n\u003c\/ul\u003e\u003cul\u003e\n\u003cli\u003eThe text includes new and updated charts on: \u003cul\u003e\n\u003cli\u003eShareholdings in the US securities markets\u003c\/li\u003e\n\u003cli\u003eCapital formation through public and private offerings\u003c\/li\u003e\n\u003cli\u003eActual use of the various registration exemptions\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003eThe updated examples and explanations include new questions on: \u003cul\u003e\n\u003cli\u003e\"Autonomous business\" forms and crypto-currencies\u003c\/li\u003e\n\u003cli\u003eSection 11 class actions brought in state court\u003c\/li\u003e\n\u003cli\u003eFraudulent statements \"made\" by securities professionals\u003c\/li\u003e\n\u003cli\u003eInsider trading tips to friends and family\u003c\/li\u003e\n\u003cli\u003eAvailability of disgorgement sanctions in SEC enforcement actions\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\r","brand":"Alan R. 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